Coffee & Regs
Un pódcast de CSS (Compliance Solutions Strategies)
83 Episodo
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Investment Monitoring Rewind & 2022 Preview
Publicado: 27/12/2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Publicado: 20/12/2021 -
Trends in Transaction Reporting in 2022
Publicado: 13/12/2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Publicado: 6/12/2021 -
What’s Next for Cybersecurity in 2022?
Publicado: 29/11/2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Publicado: 22/11/2021 -
PRIIPs Delay, But Not Implementation Delays
Publicado: 15/11/2021 -
CCOs & ESG – Preparing Now for What’s Next
Publicado: 8/11/2021 -
Cybersecurity Training, Talent and Diversity
Publicado: 1/11/2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Publicado: 25/10/2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Publicado: 18/10/2021 -
Shareholding Disclosure Rules for Managed Holdings
Publicado: 11/10/2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Publicado: 4/10/2021 -
Regulator Insights & SEC Exam Priorities
Publicado: 27/9/2021 -
The Latest News & Analysis on the PRIIPs RTS
Publicado: 20/9/2021 -
Mythbusting ESG & FAQs Part 2
Publicado: 13/9/2021 -
Mythbusting ESG & FAQs Part 1
Publicado: 6/9/2021 -
SFDR Level 2 RTS Delays and Latest Developments
Publicado: 30/8/2021 -
The Mood of Compliance
Publicado: 23/8/2021 -
The RIA Wild West of Going Independent
Publicado: 16/8/2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.