Coffee & Regs
Un pódcast de CSS (Compliance Solutions Strategies)
83 Episodo
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The Compliance Playbook for Regulatory Change
Publicado: 22/3/2021 -
For CCOs, By CCOs: Tips to Mitigate Compliance Liability
Publicado: 15/3/2021 -
RegTech in Five Years: Digitization and Datafication
Publicado: 8/3/2021 -
The ABCs of ESG Data with FactSet
Publicado: 1/3/2021 -
Around the World in 100 Jurisdictions
Publicado: 22/2/2021 -
Simplifying SFDR: Preparing for ESG and Level 1 & Level 2 of the EU Sustainable Finance Disclosure Regulation
Publicado: 15/2/2021 -
New Year, New Guidance: Setting Compliance Up for Success
Publicado: 8/2/2021 -
Transaction Reporting Reflections & Readiness for EMIR REFIT & MiFIR
Publicado: 1/2/2021 -
Regulatory Reporting Complexities & Case Studies
Publicado: 25/1/2021 -
Crystal Ball Gazing for Compliance & the SEC in 2021
Publicado: 18/1/2021 -
From Financials to Fish, What’s Next for Post-Brexit Equivalence?
Publicado: 11/1/2021 -
Solvency II Review and What's Next for Insurers?
Publicado: 21/12/2020 -
Brexit Part 2: Post-Brexit in the Fund Industry
Publicado: 14/12/2020 -
Brexit Part 1: The Advantages & Implications of Divergence
Publicado: 7/12/2020 -
Business Unusual or BAU: Why Incident Response Planning is Critical for Financial Services
Publicado: 30/11/2020 -
Sustaining Sustainability: What’s Next for ESG?
Publicado: 23/11/2020 -
The Next Generation of Compliance
Publicado: 16/11/2020 -
Risk Alert: Service Provider Due Diligence
Publicado: 9/11/2020 -
Who Ya Gonna Call When a Compliance Officer Needs Help?
Publicado: 2/11/2020 -
The COVID Coverage Financial Firms Need: A Cyber Insurance Policy
Publicado: 26/10/2020
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.